20090510/唐炜臻及所属两公司违法,安省证监会控罪12项

(星星生活记者捷克佳报导)安省证监会(OSC)10日发布通告称,唐炜臻、海外华人合伙人基金公司(Oversea Chinese Fund Limited Partnership)、唐炜臻与合伙人公司(Weizhen Tang and Associates Inc.),因违反安省证券法,被控罪12项。此案已被提交至安省法庭,如果罪成,唐将面临巨额罚款或入狱,或者两者并罚。

安省证监会指唐炜臻及所属两间公司违反安省证券法第126条第1款,涉嫌证券欺诈;违反证券法第25条,未注册从事证券交易;违反证券法第53条,非法发行证券;违反证券法第38条,夸大回报及承诺等。

安省证监会官员指,包括安省居民在内的逾百名投资者在海外华人合伙人基金公司的投资至少有4千万元。

此案已被提交至安省法庭,受安省法律规管。每一项控罪,如果罪成,唐将面临不超过500万元的罚款,或者不超过5年的入狱,或者两者并罚。唐并被要求于6月24日上午9时在位于60 Queen St. W.的老市政厅111厅出庭。

安省证监会在通告表示,安省证监会正与美国证券交易委员会(SEC)联手调查这一事件。

OSC Lays Charges Against Weizhen Tang, Oversea Chinese Fund Limited Partnership, and Weizhen Tang & Associates

TORONTO– Today the Ontario Securities Commission (OSC) laid 12 charges against Weizhen Tang, Oversea Chinese Fund Limited Partnership, and Weizhen Tang & Associates (the “Defendants”).

The Defendants are charged with contravening Ontario securities law by committing:

· Securities fraud contrary to section 126.1 of the Ontario Securities Act (the “Act”);
· Unregistered trading in securities, contrary to section 25 of the Act;
· Illegal distributions of securities, contrary to section 53 of the Act; and
· Making prohibited undertakings with the intention of effecting trades in securities, contrary to section 38 of the Act.

Staff of the OSC allege that at least $40 million was invested in Oversea Chinese Fund Limited Partnership by more than 100 investors, including residents of Ontario.

The charges are being brought before the Ontario Court of Justice, pursuant to the Ontario Provincial Offences Act. Each offence, on conviction, carries a maximum fine of not more than $5 million or a period of incarceration of five years less a day, or both.

The Defendants have been summoned to appear at the Old City Hall Courthouse, 60 Queen Street West, Toronto, Ontario in Courtroom 111 at 9:00 a.m. on June 24, 2009.

The Defendants are already subject to temporary cease trade orders by the OSC. These Orders prohibit trading of Oversea Chinese Fund Limited Partnership securities and prohibit the defendants from trading in all securities. Additionally, the OSC on March 18, 2009, froze the assets in trading accounts of the Defendants. This order of the Commission has been continued by order of the Ontario Superior Court of Justice.

The OSC is working with the U.S. Securities and Exchange Commission in the ongoing investigation of this matter.

Copies of the charges are set out in Appendix “A” to the Informationand are available on the OSC website www.osc.gov.on.ca

The mandate of the Ontario Securities Commission is to provide protection to investors from unfair, improper or fraudulent practices and to foster fair and efficient capital markets. Investors are urged to check the registration of any person or company offering an investment opportunity and to review the investor education materials available at www.checkbeforeyouinvest.ca

12项控罪 Appendix “A”

http://www.osc.gov.on.ca/Enforcement/Proceedings/OTH/app_20090609_tangw.pdf

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