{"id":11477,"date":"2009-05-09T16:37:44","date_gmt":"2009-05-09T21:37:44","guid":{"rendered":"http:\/\/blog.jackjia.com\/?p=11477"},"modified":"2009-05-09T16:43:14","modified_gmt":"2009-05-09T21:43:14","slug":"20090509%e5%8d%8e%e4%ba%ba%e7%a4%be%e5%8c%ba%e9%9c%80%e8%a6%81%e6%b8%b8%e6%88%8f%e8%a7%84%e5%88%99","status":"publish","type":"post","link":"https:\/\/blog.jackjia.com\/?p=11477","title":{"rendered":"20090509\/\u534e\u4eba\u793e\u533a\u9700\u8981\u6e38\u620f\u89c4\u5219"},"content":{"rendered":"<p>\u5730\u4ea7\u5468\u520a\u5357\u97f3\/\u5546\u4e1a\u65b0\u95fb\u7f51\u7684\u674e\u9633\u4f20\u7ed9\u6211\u51e0\u6761\u4ed6\u4eec\u7f51\u53cb\u7684\u89c2\u70b9\uff0c\u5927\u4f53\u610f\u601d\u5c31\u662f\u8bf4\uff0c\u4e3a\u4ec0\u4e48\u603b\u662f\u5927\u9646\u79fb\u6c11\u51fa\u95ee\u9898\uff1f\u600e\u4e48\u6ca1\u6709\u542c\u8bf4\u6e2f\u53f0\u79fb\u6c11\u51fa\u73b0\u95ee\u9898\uff1f<\/p>\n<p>\u9996\u5148\uff0c\u8fd9\u4e2a\u89c2\u70b9\u6211\u4e0d\u8d5e\u6210\u3002\u4e2d\u56fd\u53e4\u4ee3\u6709\u4e00\u4e2a\u201c\u695a\u5f13\u695a\u5f97\u201d\u7684\u6545\u4e8b\uff0c\u8bf4\u7684\u662f\u695a\u738b\u5230\u4e91\u68a6\u6cfd\u6253\u730e\uff0c\u628a\u5f13\u4e22\u4e86\u3002\u624b\u4e0b\u4eba\u5f20\u7f57\u53bb\u627e\uff0c\u695a\u738b\u8bf4\uff0c\u522b\u627e\u4e86\uff0c\u695a\u4eba\u5931\u4e4b\uff0c\u695a\u4eba\u5f97\u4e4b\uff0c\u627e\u5b83\u5e72\u5417\uff1f\u5b54\u5b50\u542c\u8bf4\u8fd9\u4e2a\u4e8b\u4ee5\u540e\uff0c\u5c31\u8bf4\uff0c\u201c\u4eba\u5931\u4e4b\uff0c\u4eba\u5f97\u4e4b\uff0c\u4f55\u5fc5\u695a\u4eba\uff1f\u201d<\/p>\n<p>\u90a3\u6211\u5728\u8fd9\u91cc\u4e5f\u8981\u5957\u7528\u5b54\u5b50\u7684\u8bdd\u4e86\uff1a\u4eba\u800c\u5df2\uff0c\u4f55\u5fc5\u5927\u9646\u4eba\uff1f\u9a6c\u9053\u592b\u662f\u54ea\u91cc\u4eba\uff1f\u5f6d\u4e39\u5c3c\u4e0d\u662f\u53f0\u6e7e\u6765\u7684\u5417\uff1f\u4eca\u5929\u542c\u8bf4\u67ab\u53f6\u6295\u8d44\u57fa\u91d1\u516c\u53f8\u4e5f\u88ab\u5b89\u7701\u8bc1\u76d1\u4f1a\u4e0b\u4e86\u505c\u6b62\u4ea4\u6613\u7981\u4ee4\uff0c\u5468\u663e\u7406\u53c8\u662f\u54ea\u91cc\u4eba\uff0c\u770b\u770b\u8fd9\u4e2a\u82f1\u6587\u540dJoe Henry Chau\uff0c\u660e\u663e\u4e5f\u4e0d\u662f\u5927\u9646\u4eba\u561b\u3002<\/p>\n<p>\u5176\u5b9e\u8981\u6211\u8bf4\u554a\uff0c\u5927\u9646\u79fb\u6c11\u4ee5\u6280\u672f\u79fb\u6c11\u4e3a\u4e3b\uff0c\u7d20\u8d28\u8fd8\u662f\u53ef\u4ee5\u7684\uff0c\u6240\u4ee5\u6211\u4eec\u5b8c\u5168\u6ca1\u5fc5\u8981\u5984\u81ea\u83f2\u8584\u3002\u81f3\u4e8e\u8bf4\u51fa\u4e8b\u4e86\uff0c\u8c01\u51fa\u4e8b\u8c01\u8d1f\u8d23\uff0c\u4e0d\u8981\u52a8\u4e0d\u52a8\u5c31\u201c\u682a\u8fde\u4e5d\u65cf\u201d\u3002\u5728\u8fd9\u65b9\u9762\uff0c\u4e2d\u56fd\u4eba\u7684\u201c\u96c6\u4f53\u8363\u8fb1\u611f\u201d\u786e\u5b9e\u5f88\u5f3a\u3002\u5176\u5b9e\uff0c\u4e0d\u5149\u4e2d\u56fd\u4eba\uff0c\u65e5\u672c\u3001\u97e9\u56fd\uff0c\u51e1\u662f\u53d7\u4e2d\u56fd\u6587\u5316\u5f71\u54cd\u7684\u8fd9\u4e2a\u5708\u5b50\uff0c\u90fd\u6709\u8fd9\u6bdb\u75c5\u3002\u53bb\u5e74\u4e00\u4e2a\u97e9\u56fd\u540e\u88d4\u5728\u7f8e\u56fd\u6740\u4e86\u4eba\uff0c\u521a\u5f00\u59cb\u6ca1\u8bf4\u662f\u54ea\u56fd\u4eba\uff0c\u5f88\u591a\u4e2d\u56fd\u4eba\u90fd\u634f\u4e00\u628a\u5927\u6c57\u554a\uff0c\u7ed3\u679c\u51fa\u6765\u540e\uff0c\u6211\u5c31\u4eb2\u8033\u542c\u5230\u6709\u4eba\u957f\u51fa\u4e00\u53e3\u6c14\uff0c\u8bf4\uff0c\u4e07\u5e78\u554a\uff0c\u4e0d\u662f\u4e2d\u56fd\u4eba\u3002\u97e9\u56fd\u4eba\u7684\u53cd\u5e94\u5c31\u66f4\u5f3a\u70c8\u4e86\uff0c\u5f88\u591a\u5728\u7f8e\u56fd\u7684\u97e9\u56fd\u4eba\u90fd\u7f9e\u7684\u4e0d\u6562\u51fa\u95e8\uff0c\u8fde\u97e9\u56fd\u603b\u7edf\u90fd\u7ed9\u7f8e\u56fd\u4eba\u6c11\u5199\u9053\u6b49\u4fe1\u3002\u8fd9\u4eba\u7f8e\u56fd\u751f\u7f8e\u56fd\u957f\uff0c\u5728\u7f8e\u56fd\u53d7\u6559\u80b2\uff0c\u56de\u6ca1\u56de\u8fc7\u97e9\u56fd\u90fd\u4e0d\u4e00\u5b9a\uff0c\u4f60\u66ff\u4ed6\u9053\u54ea\u95e8\u5b50\u6b49\u554a\uff01 \u4e2d\u56fd\u4eba\u4e0d\u662f\u6709\u53e5\u8bdd\u53eb\u201c\u6a58\u751f\u6dee\u5357\u5219\u4e3a\u6a58\uff0c\u6a58\u751f\u6dee\u5317\u5219\u4e3a\u67b3\u201d\u5417\uff1f\u6211\u4eec\u97e9\u56fd\u4eba\uff0c\u5728\u97e9\u56fd\u597d\u597d\u7684\uff0c\u600e\u4e48\u5230\u4e86\u4f60\u7f8e\u56fd\uff0c\u53d7\u4e86\u7f8e\u5f0f\u6559\u80b2\uff0c\u5c31\u6210\u4e86\u6740\u4eba\u72af\u5462\uff1f\u97e9\u56fd\u4eba\u5e94\u8be5\u5174\u5e08\u95ee\u7f6a\u624d\u5bf9\u554a\u3002<\/p>\n<p>\u867d\u7136\u6211\u53cd\u5bf9\u628a\u201c\u5927\u9646\u79fb\u6c11\u201d\u62ff\u51fa\u6765\u505a\u201c\u53cd\u9762\u6559\u6750\u201d\u8bf4\u4e8b\uff0c\u4f46\u6700\u8fd1\u5927\u9646\u793e\u533a\u786e\u5b9e\u51fa\u4e86\u4e0d\u5c11\u4e8b\u3002\u6211\u4eec\u4e0d\u662f\u6709\u53e5\u4fd7\u8bed\u53eb\u201c\u4e00\u4e2a\u8001\u9f20\u574f\u9505\u6c64\u201d\u5417\uff01\u73b0\u5728\u8fd9\u9505\u91cc\u4e00\u4e0b\u6389\u8fdb\u597d\u51e0\u4e2a\u8001\u9f20\uff0c\u4f60\u8bf4\u8fd9\u6c64\u8c01\u8fd8\u6562\u559d\uff1f<\/p>\n<p>\u4e3a\u4ec0\u4e48\u6768\u94a7\u3001\u5510\u709c\u81fb\u3001\u9093\u8d8a\u6587\u63a5\u4e8c\u8fde\u4e09\u51fa\u4e8b\uff1f\u539f\u56e0\u662f\u591a\u65b9\u9762\u7684\u3002\u4f46\u6709\u4e00\u70b9\u662f\u5171\u540c\u7684\uff1a\u4ed6\u4eec\u90fd\u4e0d\u9075\u5b88\u6e38\u620f\u89c4\u5219\u3002\u4e3a\u4ec0\u4e48\u90a3\u4e48\u591a\u4eba\u76f8\u4fe1\u4ed6\u4eec\uff1f\u539f\u56e0\u4e5f\u662f\u591a\u65b9\u9762\u7684\u3002\u4f46\u4e5f\u6709\u4e00\u70b9\u662f\u5171\u540c\u7684\uff1a\u4ed6\u4eec\u5bf9\u52a0\u62ff\u5927\u7684\u6295\u8d44\u4f53\u7cfb\u3001\u6cd5\u5f8b\u6cd5\u89c4\u90fd\u4e0d\u5f88\u4e86\u89e3\u3002<\/p>\n<p>\u4ee5\u8fd9\u4e09\u4e2a\u4eba\u4e3a\u4f8b\u3002\u6768\u94a7\u662f\u505a\u4fdd\u9669\u7684\uff0c\u4ed6\u53ea\u6709\u4fdd\u9669\u724c\uff0c\u65e2\u6ca1\u6709\u57fa\u91d1\u724c\uff0c\u4e5f\u6ca1\u6709\u80a1\u7968\u724c\uff0c\u4f46\u4ed6\u662f\u600e\u4e48\u8d54\u8fdb\u53bb\u7684\uff1f\u4e70\u767e\u5ea6\u7684\u80a1\u7968\uff01<\/p>\n<p>\u6ca1\u6709\u8bc1\uff0c\u4f60\u81ea\u5df1\u7092\uff0c\u6216\u8005\u66ff\u51e0\u4e2a\u670b\u53cb\u79c1\u4e0b\u7092\uff0c\u53ea\u8981\u4eba\u5bb6\u4fe1\u4efb\u4f60\uff0c\u90a3\u90fd\u6ca1\u8bdd\u8bf4\u3002\u4f46\u5982\u679c\u4f60\u5bf9\u516c\u4f17\uff0c\u5c31\u662f\u4e25\u91cd\u8fdd\u89c4\u3002<\/p>\n<p>\u5510\u709c\u81fb\u5012\u662f\u6ce8\u518c\u8fc7\u7684\uff0c\u4f60\u4e0aOSC\u7684\u7f51\u7ad9\u53bb\u67e5\uff0c\u53ef\u4ee5\u770b\u5230Weizhen Tang Corp.\u6ce8\u518c\u7684\u662fLimited Market Dealer (LMD)\u3002LMD\u4ec0\u4e48\u610f\u601d\uff1f\u6709\u9650\u8bc1\u5238\u5546\uff0c\u53c8\u53ebExempt Market Dealer\uff0c\u8c41\u514d\u8bc1\u5238\u5546\u3002\u5b83\u4e70\u5356\u7684\u4ea7\u54c1\uff0c\u5927\u90fd\u4e0d\u662f\u516c\u5f00\u53d1\u884c\u7684\uff0c\u800c\u662f\u201c\u8c41\u514d\u5e02\u573a\u201d\u4e0a\u7684\u4ea7\u54c1\uff0c\u98ce\u9669\u9ad8\uff0c\u900f\u660e\u5ea6\u4f4e\uff0c\u8f6c\u8ba9\u56f0\u96be\u3002\u6709\u610f\u601d\u7684\u662f\uff0c\u4ea7\u54c1\u98ce\u9669\u8fd9\u4e48\u9ad8\uff0cLMD\u5374\u4e0d\u9700\u8981\u8003\u8bd5\uff0c\u6ce8\u518c\u5c31\u80fd\u62ff\u5230\u3002\u4e3a\u4ec0\u4e48\uff1f\u56e0\u4e3a\u5b83\u5bf9\u5ba2\u6237\u7684\u8981\u6c42\u5f88\u9ad8\uff1a\u6700\u4f4e\u51c0\u8d44\u4ea7\u989d500\u4e07\u5143\uff1b\u6216\u9664\u53bb\u503a\u52a1\u548c\u4e0d\u52a8\u4ea7\u540e\u91d1\u878d\u51c0\u4ea7\u503c100\u4e07\u5143\uff1b\u6216\u81f3\u5c11\u8fde\u7eed\u4e09\u5e74\u5e74\u6536\u516520\u4e07\u5143\uff0c\u5bb6\u5ead\u6536\u516530\u4e07\u5143\u3002\u5982\u679c\u6ee1\u8db3\u4e0d\u4e86\u8fd9\u4e9b\u6761\u4ef6\uff0c\u90a3\u4f60\u6700\u4f4e\u6295\u8d44\u989d\u5fc5\u987b\u8fbe\u523015\u4e07\u5143\u3002\u4f5c\u4e3a\u9ad8\u7aef\u5ba2\u6237\uff0c\u653f\u5e9c\u8ba4\u4e3a\u4f60\u5e94\u8be5\u77e5\u9053LMD\u6295\u8d44\u7684\u98ce\u9669\uff0c\u800c\u4e14\u4e5f\u8ba4\u4e3a\u4f60\u8d54\u5f97\u8d77\u3002\u56e0\u6b64\uff0c\u653f\u5e9c\u5bf9\u8fd9\u79cd\u79c1\u52df\u57fa\u91d1\u7684\u76d1\u7ba1\u4e0d\u662f\u5f88\u4e25\u3002<\/p>\n<p>\u73b0\u5728\u77e5\u9053\u5510\u709c\u81fb\u4e3a\u4ec0\u4e48\u8981\u628a\u5e95\u7ebf\u5b9a\u4e3a15\u4e07\u5143\u4e86\u5427\uff01<\/p>\n<p>\u524d\u4e00\u9635\u770b\u738b\u5bb6\u660e\u7684\u6587\u7ae0\uff0c\u8001\u5510\u5bf9\u4ed6\u8bf4\uff1a\u201c\u522b\u4eba\u6700\u4f4e\u629515\u4e07\u4f60\u53ef\u4ee5\u5148\u653e\u51e0\u4e07\u3002\u201d\u4e8e\u662f\u738b\u5c31\u6295\u4e865\u4e07\u3002\u5982\u679c\u738b\u5bb6\u660e\u7684\u63cf\u8ff0\u662f\u771f\u7684\uff0c\u90a3\u5510\u709c\u81fb\u662f\u7edd\u5bf9\u8fdd\u89c4\u7684\u3002LMD\u7684\u5ba2\u6237\u662f\u6709\u4e25\u683c\u89c4\u5b9a\u7684\uff0c\u51e0\u4e2a\u4eba\u51d115\u4e07\u90fd\u4e0d\u884c\u3002\u542c\u8bf4LMD\u7684\u5ba2\u6237\u6570\u91cf\u4e5f\u662f\u6709\u9650\u5236\u7684\uff0c\u4e00\u822c\u4e5f\u5c31\u51e0\u5341\u4e2a\uff0c\u5510\u7684\u5ba2\u6237\u6709260\u591a\u4eba\uff0c\u6050\u6015\u4e5f\u662f\u8fdd\u89c4\u7684\u3002<\/p>\n<p>\u518d\u6765\u770b\u9093\u8d8a\u6587\uff0c\u4ed6\u53ea\u662f\u4e2aMutual Fund Rep\uff0c\u57fa\u91d1\u9500\u552e\u4ee3\u7406\uff0c\u8fde\u4e2aDealer\u90fd\u4e0d\u662f\uff0c\u53ea\u80fd\u9500\u552eMutual Fund Dealer\uff08\u57fa\u91d1\u7ecf\u7eaa\u5546\uff09\u7684\u4ea7\u54c1\uff0c\u6743\u5229\u4e5f\u662f\u975e\u5e38\u975e\u5e38\u6709\u9650\u7684\u3002\u4ed6\u57fa\u672c\u4e0a\u4e5f\u5c31\u662f\u8c61\u300a\u6211\u7684\u56e2\u957f\u6211\u7684\u56e2\u300b\u91cc\u90a3\u4e2a\u9f99\u6587\u7ae0\u4e00\u6837\uff0c\u4e2d\u5c09\u5c31\u6562\u5192\u5145\u56e2\u957f\u3002<\/p>\n<p>\u90a3\u8981\u8fd9\u4e48\u8bf4\uff0c\u52a0\u62ff\u5927\u7684\u91d1\u878d\u76d1\u7ba1\u5c82\u4e0d\u662f\u5f88\u4e71\u5957\uff0c\u6ca1\u8d44\u683c\u505a\u4e5f\u53ef\u4ee5\u4e71\u505a\uff0c\u600e\u4e48\u5c31\u6ca1\u4eba\u7ba1\u5462\uff1f<\/p>\n<p>\u7b14\u8005\u5c31\u8fd9\u4e2a\u95ee\u9898\u91c7\u8bbf\u4e86\u7687\u540e\u91d1\u878d\u96c6\u56e2\u7684\u603b\u88c1\u848b\u5fd7\u6210\u5148\u751f\u3002\u848b\u5148\u751f\u8bf4\uff0c\u5176\u5b9e\u4e0d\u7136\uff0c\u52a0\u62ff\u5927\u7684\u91d1\u878d\u76d1\u7ba1\u662f\u975e\u5e38\u5b8c\u5584\u7684\u3002\u5728\u8fd9\u6b21\u91d1\u878d\u5371\u673a\u4e2d\uff0c\u52a0\u62ff\u5927\u7684\u5927\u94f6\u884c\u3001\u5927\u4fdd\u9669\u516c\u53f8\uff0c\u6ca1\u6709\u4e00\u5bb6\u5012\u95ed\uff0c\u8fd9\u672c\u8eab\u5c31\u5f88\u8bf4\u660e\u95ee\u9898\u3002\u81f3\u4e8e\u534e\u4eba\u793e\u533a\u51fa\u7684\u51e0\u4ef6\u4e8b\uff0c\u5982\u679c\u4f60\u65e2\u6ca1\u6ce8\u518c\uff0c\u53c8\u6ca1\u4eba\u4e3e\u62a5\uff0c\u76d1\u7ba1\u673a\u6784\u600e\u4e48\u4f1a\u77e5\u9053\u4f60\u7684\u5b58\u5728\u5462\uff1f\u5982\u679c\u6295\u8d44\u4eba\u5bf9\u52a0\u62ff\u5927\u7684\u6295\u8d44\u4f53\u7cfb\u548c\u6cd5\u5f8b\u6cd5\u89c4\u6709\u8db3\u591f\u7684\u4e86\u89e3\uff0c\u8fd9\u7c7b\u4e0a\u5f53\u53d7\u9a97\u7684\u4e8b\u90fd\u662f\u5b8c\u5168\u53ef\u4ee5\u907f\u514d\u7684\u3002<\/p>\n<p>\u848b\u5148\u751f\u628a\u6211\u5e26\u5230\u5b89\u7701\u8bc1\u5238\u59d4\u5458\u4f1a\u7684\u7f51\u7ad9www.osc.gov.on.ca\uff0c\u5728\u201c\u6295\u8d44\u524d\u8981\u95ee\u81ea\u5df1\u7684\u51e0\u4e2a\u95ee\u9898\u201d\uff08Before you invest, ask yourself these questions\uff09\u680f\uff0c\u7b2c\u4e00\u4e2a\u95ee\u9898\u5c31\u662f\uff1aAre you dealing with a registered adviser\uff1f<\/p>\n<p>\u4efb\u4f55\u5728\u5b89\u7701\u4ece\u4e8b\u8bc1\u5238\u548c\u6295\u8d44\u54a8\u8be2\u7684\u4ece\u4e1a\u4eba\u5458\uff0c\u90fd\u5fc5\u987b\u5728OSC\u6ce8\u518c\u3002\u5982\u679c\u4f60\u8981\u627e\u4e00\u4e2a\u7406\u8d22\u987e\u95ee\u4e3a\u4f60\u6295\u8d44\uff0c\u9996\u5148\u5c31\u8981\u67e5\u4ed6\u6709\u6ca1\u6709\u6ce8\u518c\u3002\u4f60\u53ef\u4ee5\u6253\u7535\u8bdd1-877-785-1555\u5230OSC\u53bb\u67e5\u8be2\uff0c\u6216\u76f4\u63a5\u4e0aOSC\u7f51\u7ad9\uff0c\u70b9\u5f00Registrant Lists\uff0c\u6572\u5165\u516c\u53f8\u540d\u548c\u4e2a\u4eba\u540d\uff0c\u5982\u679c\u6709\uff0c\u90a3\u5c31\u662f\u5408\u6cd5\u7684\uff0c\u5982\u679c\u6ca1\u6709\uff0c\u90a3\u80af\u5b9a\u662f\u6ca1\u8d44\u683c\u7684\u3002\u5982\u679c\u5f53\u521d\u8fd9\u4e09\u4e2a\u4eba\u7684\u5ba2\u6237\u90fd\u5c65\u884c\u4e86\u8fd9\u9053\u624b\u7eed\uff0c\u540e\u6765\u7684\u4e8b\u6839\u672c\u5c31\u4e0d\u4f1a\u53d1\u751f\u3002\u6211\u5728\u8fd9\u91cc\u627e\u5230\u4e86\u7687\u540e\u91d1\u878d\u96c6\u56e2\uff08Queen Financial Group Inc.\uff09\uff0c\u4ed6\u4eec\u4e5f\u6709LMD\u724c\uff0c\u4e0d\u8fc7\u848b\u5148\u751f\u8bf4\uff0c\u4ed6\u4eec\u6ca1\u505a\u3002\u5305\u62ec\u4ed6\u4eec\u516c\u53f8\u6bcf\u4e00\u4e2a\u7ecf\u7eaa\u7684\u540d\u5b57\uff0c\u4e0a\u9762\u90fd\u6709\u3002\u5982\u679c\u67d0\u4e2a\u4eba\u8bf4\u4ed6\u662f\u7687\u540e\u91d1\u878d\u96c6\u56e2\u7684\uff0c\u4f46\u4f60\u5728\u8fd9\u91cc\u67e5\u4e0d\u5230\u4ed6\uff0c\u90a3\u4ed6\u5c31\u662f\u6ee5\u7afd\u5145\u6570\u7684\u3002<\/p>\n<p>\u8fd9\u662f\u8bc1\u5238\u3002\u505a\u57fa\u91d1\u7684\u4e5f\u4e00\u6837\uff0c\u70b9\u5f00\u52a0\u62ff\u5927\u4e92\u60e0\u57fa\u91d1\u7ecf\u7eaa\u5546\u534f\u4f1a\uff08Mutual Fund Dealers Association of Canada\uff0cMFDA)\u7684\u7f51\u7ad9www.mfda.ca\uff0c\u8fdb\u5165Member Directory\uff0c\u6211\u6309\u5b57\u6bcd\u987a\u5e8f\u70b9Q\uff0c\u5f88\u5feb\u5c31\u627e\u5230\u4e86\u7687\u540e\u91d1\u878d\u96c6\u56e2\u3002<\/p>\n<p>\u53ef\u522b\u5c0f\u770b\u8fd9\u4e2aDealer\u7684\u724c\u5b50\uff0c\u5168\u52a0\u62ff\u5927\u624d152\u4e2a\u3002\u8c61\u9093\u8d8a\u6587\u8fd9\u79cd\u9500\u552e\u4ee3\u8868\uff0c\u90fd\u662f\u8981\u6302\u9760\u5728\u4e00\u4e2aDealer\u4e0b\u9762\u624d\u80fd\u4ece\u4e8b\u4ea4\u6613\u7684\u3002<br \/>\n\u9664\u4e86\u8bc1\u5238\u3001\u57fa\u91d1\uff0c\u5269\u4e0b\u7684\u5c31\u662f\u4fdd\u9669\u4e86\u3002\u5982\u679c\u6709\u4eba\u5411\u4f60\u63a8\u9500\u67d0\u4fdd\u9669\u516c\u53f8\u7684\u67d0\u79cd\u4ea7\u54c1\uff0c\u4f60\u53ef\u4ee5\u8fdb\u5165www.assuris.ca\uff0c\u70b9\u51fblist of member companies\uff0c\u5148\u770b\u6709\u6ca1\u6709\u8fd9\u4e2a\u516c\u53f8\uff0c\u7136\u540e\u518d\u5230\u8fd9\u4e2a\u516c\u53f8\u7684\u7f51\u7ad9\uff0c\u770b\u770b\u6709\u6ca1\u6709\u8fd9\u4e2a\u4ea7\u54c1\u3002<\/p>\n<p>\u8fd9\u4e2a\u6295\u8d44\u524d\u8981\u95ee\u95ee\u9898\u7684LIST\u592a\u591a\uff0c\u6211\u4eec\u4e0d\u80fd\u4e00\u4e00\u5c55\u5f00\uff0c\u518d\u6311\u51e0\u4e2a\uff1a<\/p>\n<p>&#8211;\u5982\u679c\u6709\u4eba\u5411\u4f60\u627f\u8bfa\u56de\u62a5\uff0c\u4e00\u5b9a\u8981\u770b\u8fd9\u4e2a\u627f\u8bfa\u662f\u4e0d\u662f\u8457\u540d\u91d1\u878d\u673a\u6784\u4f5c\u51fa\u7684\u3002<\/p>\n<p>\u6211\u4eec\u6765\u770b\u770b\u51fa\u4e8b\u7684\u8fd9\u51e0\u4e2a\u4eba\uff0c\u65e0\u4e00\u4f8b\u5916\u90fd\u627f\u8bfa\u9ad8\u989d\u56de\u62a5\u3002\u5176\u5b9e\u4e0d\u8981\u8bf4\u9ad8\u989d\uff0c\u5c31\u662f\u4e00\u822c\u56de\u62a5\uff0c\u4e00\u822c\u516c\u53f8\u4e5f\u662f\u4e0d\u80fd\u627f\u8bfa\u7684\u3002\u627f\u8bfa\u662f\u9700\u8981\u8d44\u683c\u7684\uff0c\u6bd4\u5982\u94f6\u884c\uff0c\u53ef\u4ee5\u627f\u8bfa\u4f60\u7684\u5229\u606f\uff1b\u4fdd\u9669\u516c\u53f8\uff0c\u53ef\u4ee5\u627f\u8bfa\u4f60\u4fdd\u672c\u6216\u4e00\u5b9a\u6bd4\u4f8b\u7684\u5206\u7ea2\u3002\u90a3\u90fd\u662f\u8981\u5927\u5230\u4e00\u5b9a\u7ea7\u522b\u624d\u884c\u7684\u3002<br \/>\n&#8211;\u4e00\u822c\u6765\u8bf4\uff0c\u6295\u8d44\u56de\u62a5\u4e0e\u98ce\u9669\u6210\u6b63\u6bd4\uff0c\u56de\u62a5\u8d8a\u9ad8\uff0c\u98ce\u9669\u8d8a\u5927\u3002<\/p>\n<p>\u8c61\u5510\u709c\u81fb\u90a3\u6837\u6bcf\u54681%\uff0c\u4ec0\u4e48\u98ce\u9669\u4e5f\u6ca1\u6709\uff0c\u90a3\u662f\u4e0d\u53ef\u80fd\u7684\u3002<\/p>\n<p>&#8211;\u5bf9\u4f60\u6295\u8d44\u7684\u4ea7\u54c1\u8981\u6709\u6240\u4e86\u89e3\uff0c\u5982\u679c\u4e0d\u4e86\u89e3\uff0c\u5c31\u4e0d\u8981\u6295\u8d44\u3002<\/p>\n<p>\u5728\u8fd9\u4e00\u957f\u4e32\u7684\u9009\u62e9\u9898\u4e2d\uff0c\u5982\u679c\u4e00\u4e2a\u7684\u7b54\u6848\u662fNo\uff0c\u4f60\u5c31\u4e0d\u80fd\u8f7b\u6613\u8e0f\u5165\u3002\u6211\u6562\u62c5\u4fdd\uff0c\u5982\u679c\u8ba9\u5510\u5148\u751f\u7684\u5ba2\u6237\u6765\u7b54\u8fd9\u4e2a\u8868\uff0c\u80af\u5b9a\u5168\u662fNo\u3002<\/p>\n<p>\u5982\u679c\u4f60\u9009\u62e9\u4e86\u6ce8\u518c\u7684\u7406\u8d22\u673a\u6784\uff0c\u5e02\u573a\u4e8f\u635f\u4e0d\u7b97\uff0c\u5982\u679c\u8be5\u7406\u8d22\u673a\u6784\u56e0\u8fdd\u89c4\u6216\u5176\u5b83\u539f\u56e0\u5012\u95ed\u7834\u4ea7\uff0c\u4e00\u822c\u6765\u8bf4\u4f60\u7684\u6295\u8d44\u90fd\u662f\u6709\u4fdd\u969c\u7684\u3002<\/p>\n<p>\u9996\u5148\u6765\u770b\u57fa\u91d1\u7c7b\u6295\u8d44\uff0cMFDA\u4e0b\u9762\u6709\u4e00\u4e2a\u6295\u8d44\u8005\u4fdd\u62a4\u516c\u53f8\uff0cInvestor Protection Corporation (IPC)\uff0c\u51e1\u662fMFDA\u7684\u4f1a\u5458\u516c\u53f8\u7684\u5ba2\u6237\uff0c\u6bcf\u4e2a\u6295\u8d44\u5e10\u6237\u90fd\u6709100\u4e07\u7684\u4fdd\u969c\u3002<\/p>\n<p>\u80a1\u7968\u8bc1\u5238\u7c7b\u7684\uff0c\u6709\u52a0\u62ff\u5927\u6295\u8d44\u8005\u4fdd\u969c\u57fa\u91d1\uff0cCanadian Investor Protection Fund\uff0cCIPF\uff0c\u4e5f\u662f\u6bcf\u4e2a\u5e10\u6237100\u4e07\u3002<\/p>\n<p>\u53e6\u5916\uff0c\u5982\u679c\u4f60\u6295\u4fdd\u7684\u4fdd\u9669\u516c\u53f8\u5012\u95ed\u4e86\uff0cAssuris\u4e5f\u4f1a\u8d54\u507f\u4f60\u7684\u635f\u5931\u3002\u5982\u679c\u4f60\u5b58\u6b3e\u7684\u94f6\u884c\u7834\u4ea7\u4e86\uff0cCDIC\uff08Canada Deposit Insurance Corp\uff09\u4e3a\u6bcf\u4e2a\u5e10\u6237\u4fdd10\u4e07\u3002<\/p>\n<p>\u867d\u7136\u5728\u52a0\u62ff\u5927\u6295\u8d44\u662f\u53d7\u5230\u5c42\u5c42\u4fdd\u62a4\u7684\uff0c\u4f46\u7531\u4e8e\u91d1\u878d\u5371\u673a\u7684\u51b2\u51fb\uff0c\u52a0\u4e0a\u6700\u8fd1\u51e0\u8d77\u8fdd\u89c4\u6848\u88ab\u66dd\u5149\uff0c\u534e\u4eba\u793e\u533a\u4e00\u7247\u98ce\u58f0\u9e64\u5533\uff0c\u8349\u6728\u7686\u5175\uff0c\u597d\u50cf\u6574\u4e2a\u6295\u8d44\u884c\u4e1a\u90fd\u662f\u9a97\u5b50\u3002\u7528\u848b\u5148\u751f\u7684\u8bdd\u8bf4\uff0c\u73b0\u5728\u662f\u4ece\u91d1\u878d\u5371\u673a\u5230\u4fe1\u7528\u5371\u673a\u6700\u7ec8\u8f6c\u5230\u4e86\u4fe1\u4efb\u5371\u673a\u3002<\/p>\n<p>\u848b\u5148\u751f\u5f3a\u8c03\uff0c\u91d1\u878d\u673a\u6784\u7684\u4e3b\u6d41\u8fd8\u662f\u597d\u7684\uff0c\u4ece\u4e1a\u4eba\u5458\u7684\u4e3b\u6d41\u4e5f\u8fd8\u662f\u597d\u7684\uff0c\u4e0d\u80fd\u56e0\u4e3a\u51fa\u4e86\u51e0\u5339\u5bb3\u7fa4\u4e4b\u9a6c\uff0c\u5c31\u5c06\u6574\u4e2a\u884c\u4e1a\u90fd\u5426\u5b9a\u3002<\/p>\n<p>\u5728\u6211\u91c7\u8bbf\u7684\u65f6\u5019\uff0c\u7535\u89c6\u4e0a\u6b63\u597d\u64ad\u51fa\u591a\u4f26\u591a\u80a1\u5e02\u7efc\u5408\u6307\u6570\uff0c9497\u70b9\u3002\u848b\u5148\u751f\u8bf4\uff0c\u6700\u9ad8\u70b9\u4e3a15155\u70b9\u3002\u767e\u5e74\u5371\u673a\uff0c\u4e5f\u662f\u767e\u5e74\u673a\u9047\uff0c\u524d\u5e74\u3001\u5927\u524d\u5e74\uff0c\u90a3\u4e9b\u5386\u53f2\u6700\u9ad8\u70b9\u6211\u4eec\u90fd\u6295\u4e86\uff0c\u73b0\u5728\u662f\u5386\u53f2\u7f55\u89c1\u4f4e\u70b9\uff0c\u6211\u4eec\u6709\u4ec0\u4e48\u7406\u7531\u88f9\u8db3\u4e0d\u524d\u5462\uff1f\u53ea\u6709\u6293\u4f4f\u673a\u4f1a\uff0c\u624d\u80fd\u53cd\u8d25\u4e3a\u80dc\u3002<\/p>\n<p>\u4f46\u4ed6\u540c\u65f6\u4e5f\u63d0\u9192\u5927\u5bb6\uff0c\u8981\u6709\u98ce\u9669\u610f\u8bc6\uff0c\u8981\u61c2\u5f97\u5982\u4f55\u4fdd\u62a4\u81ea\u5df1\u3002<\/p>\n","protected":false},"excerpt":{"rendered":"<p>\u5730\u4ea7\u5468\u520a\u5357\u97f3\/\u5546\u4e1a\u65b0\u95fb\u7f51\u7684\u674e\u9633\u4f20\u7ed9\u6211\u51e0\u6761\u4ed6\u4eec\u7f51\u53cb\u7684\u89c2\u70b9\uff0c\u5927\u4f53\u610f\u601d\u5c31\u662f\u8bf4\uff0c\u4e3a\u4ec0\u4e48\u603b\u662f\u5927\u9646\u79fb\u6c11\u51fa\u95ee\u9898\uff1f\u600e\u4e48\u6ca1\u6709\u542c\u8bf4\u6e2f\u53f0\u79fb\u6c11\u51fa\u73b0\u95ee\u9898\uff1f \u9996\u5148\uff0c\u8fd9\u4e2a\u89c2\u70b9\u6211\u4e0d\u8d5e\u6210\u3002\u4e2d\u56fd\u53e4\u4ee3\u6709\u4e00\u4e2a\u201c\u695a\u5f13\u695a\u5f97\u201d\u7684\u6545\u4e8b\uff0c\u8bf4\u7684\u662f\u695a\u738b\u5230\u4e91\u68a6\u6cfd\u6253\u730e\uff0c\u628a\u5f13\u4e22\u4e86\u3002\u624b\u4e0b\u4eba\u5f20\u7f57\u53bb\u627e\uff0c\u695a\u738b\u8bf4\uff0c\u522b\u627e\u4e86\uff0c\u695a\u4eba\u5931\u4e4b\uff0c\u695a\u4eba\u5f97\u4e4b\uff0c\u627e\u5b83\u5e72\u5417\uff1f\u5b54\u5b50\u542c\u8bf4\u8fd9\u4e2a\u4e8b\u4ee5&#8230;<br \/><a class=\"read-more-button\" href=\"https:\/\/blog.jackjia.com\/?p=11477\">Read more<\/a><\/p>\n","protected":false},"author":1,"featured_media":0,"comment_status":"open","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":[],"categories":[116,114,92],"tags":[],"_links":{"self":[{"href":"https:\/\/blog.jackjia.com\/index.php?rest_route=\/wp\/v2\/posts\/11477"}],"collection":[{"href":"https:\/\/blog.jackjia.com\/index.php?rest_route=\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/blog.jackjia.com\/index.php?rest_route=\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/blog.jackjia.com\/index.php?rest_route=\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/blog.jackjia.com\/index.php?rest_route=%2Fwp%2Fv2%2Fcomments&post=11477"}],"version-history":[{"count":0,"href":"https:\/\/blog.jackjia.com\/index.php?rest_route=\/wp\/v2\/posts\/11477\/revisions"}],"wp:attachment":[{"href":"https:\/\/blog.jackjia.com\/index.php?rest_route=%2Fwp%2Fv2%2Fmedia&parent=11477"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/blog.jackjia.com\/index.php?rest_route=%2Fwp%2Fv2%2Fcategories&post=11477"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/blog.jackjia.com\/index.php?rest_route=%2Fwp%2Fv2%2Ftags&post=11477"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}