\u52a0\u62ff\u5927\u65b0\u95fb\u5546\u4e1a\u7f51\/\u5510\u709c\u81fb\u6848\u4ef6\u8fd8\u5728\u8c03\u67e5\u4e4b\u4e2d\uff0c\u53c8\u67091\u540d\u534e\u4eba\u91d1\u878d\u754c\u540d\u4eba\u4e2d\u62db\uff0c\u5b89\u7701\u8bc1\u76d1\u4f1a\u4e8e4\u670813\u65e5\u53d1\u51fa\u4e34\u65f6\u547d\u4ee4\uff0c\u9274\u4e8e\u9093\u8d8a\u6587\u672c\u4eba\u53ca\u5176\u6240\u5c5e\u9ea6\u535a\u516c\u53f8\uff08M P GLOBAL FINANCIAL LTD\uff09\u6d89\u5acc\u65e0\u724c\u4ea4\u6613\u8fdd\u53cd\u5b89\u7701\u8bc1\u5238\u6295\u8d44\u6cd5\uff0c\u9093\u8d8a\u6587\u672c\u4eba\u53ca\u5176\u6240\u5c5e\u516c\u53f8\u5fc5\u987b\u6682\u65f6\u505c\u6b62\u8fdb\u884c\u4efb\u4f55\u8bc1\u5238\u4ea4\u661315\u5929\uff0c\u5728\u8fd9\u4e2a\u671f\u9650\u4e4b\u5185\u9093\u8d8a\u6587\u6240\u5c5e\u516c\u53f8\u7684\u80a1\u6743\u4e5f\u4e0d\u5f97\u4ea4\u6613\u8f6c\u6362\uff0c\u5b89\u7701\u8bc1\u76d1\u4f1a\u5c06\u4e8e4\u670827\u65e5\u4e3e\u884c\u8046\u8baf\uff0c\u770b\u5c06\u4e34\u65f6\u547d\u4ee4\u7684\u671f\u9650\u5ef6\u957f\u662f\u5426\u7b26\u5408\u516c\u4f17\u5229\u76ca\u3002 <\/p>\n
\u9093\u8d8a\u6587\u53ca\u6240\u5c5e\u516c\u53f8\u53ef\u80fd\u6ca1\u6709\u5411\u8bc1\u76d1\u4f1a\u7533\u62a5\u8bc1\u5238\u4ea4\u6613\u8bf4\u660e\uff0c\u6216\u8005\u6ca1\u6709\u53d1\u51fa\u6536\u636e\uff0c\u8fdd\u53cd\u4e86\u8bc1\u5238\u6cd5\u7b2c53\u6761\u3002 <\/p>\n
\u5b89\u7701\u8bc1\u76d1\u4f1a\u662f\u57fa\u4e8e\u4fdd\u62a4\u516c\u4f17\u5229\u76ca\u53d1\u51fa\u4e0a\u8ff0\u901a\u77e5\u3002 <\/p>\n
\u8bc1\u76d1\u4f1a\u7684\u4e34\u65f6\u547d\u4ee4\u4e0a\u6307\u51fa\uff1a\u9ea6\u535a\u96c6\u56e2\u662f\u5728\u5b89\u7701\u6ce8\u518c\u7684\u6709\u9650\u516c\u53f8\uff1b\u9093\u8d8a\u6587\uff08\u5305\u62ec\u522b\u540d\u9093\u5cf0Feng Deng\uff09\u662f\u5b89\u7701\u5c45\u6c11\u3002 <\/p>\n
\u8bc1\u76d1\u4f1a\u7684\u4e34\u65f6\u547d\u4ee4\u5305\u62ec\uff1a <\/p>\n
1\u3001\u9093\u8d8a\u6587\u53ca\u5176\u6240\u5c5e\u9ea6\u535a\u516c\u53f8\u7684\u80a1\u6743\u4ea4\u6613\u8981\u505c\u6b62\uff1b <\/p>\n
2\u3001\u9093\u8d8a\u6587\u53ca\u5176\u6240\u5c5e\u9ea6\u535a\u516c\u53f8\u7981\u6b62\u8fdb\u884c\u4efb\u4f55\u8bc1\u5238\u4ea4\u6613\uff1b <\/p>\n
3\u3001 \u5b89\u7701\u8bc1\u5238\u6cd5\u7b2c127\u6761\u7b2c1\u6b3e\u4e2d\u7684\u8c41\u514d\u6761\u4f8b\uff0c\u5e76\u4e0d\u9002\u7528\u4e8e\u9093\u8d8a\u6587\u53ca\u5176\u6240\u5c5e\u516c\u53f8\uff1b <\/p>\n
4\u3001\u8fd9\u9879\u4e34\u65f6\u547d\u4ee4\u4ece\u516c\u5e03\u65e5\u8d77\u7acb\u5373\u751f\u6548\uff0c\u5230\u7b2c15\u5929\u622a\u6b62\uff0c\u9664\u975e\u5b89\u7701\u8bc1\u76d1\u4f1a\u9881\u5e03\u65b0\u7684\u5ef6\u671f\u547d\u4ee4\u3002 <\/p>\n
\u4ee5\u4e0b\u662f\u5b89\u7701\u8bc1\u76d1\u4f1a\u4e8e4\u670813\u65e5\u53d1\u51fa\u7684\u7981\u6b62\u4ea4\u6613\u4ee4 <\/p>\n
IN THE MATTER OF THE SECURITIES ACT
\nR.S.O. 1990, c.S.5, AS AMENDED<\/p>\n
AND<\/p>\n
IN THE MATTER OF M P GLOBAL FINANCIAL LTD.,
\nAND JOE FENG DENG<\/p>\n
TEMPORARY ORDER
\nSection 127(1) & 127(5) <\/p>\n
WHEREAS it appears to the Ontario Securities Commission (the \u201cCommission\u201d) that: <\/p>\n
M P Global Financial Ltd. (\u201cMP Limited\u201d) a company incorporated in Ontario;<\/p>\n
Joe Feng Deng also known as Feng Deng, Yue Wen Deng and Deng Yue Wen (\u201cDeng\u201d) is an individual who resides in Ontario;<\/p>\n
MP Limited and Deng traded securities without registration and without an exemption to the registration requirement contrary to section 25 of the Securities Act, R.S.O. 1990, c. S.5 (the \u201cAct\u201d); and<\/p>\n
MP Limited and Deng may have traded securities without a prospectus having been filed and receipted by the Director contrary to section 53 of the Act.
\nAND WHEREAS the Commission is of the opinion that the time required to conclude a hearing could be prejudicial to the public interest as set out in s. 127(5) of the Act; <\/p>\n
AND WHEREAS the Commission is of the opinion that it is in the public interest to make this order;<\/p>\n
AND WHEREAS by Authorization Order made April 1, 2008, pursuant to subsection 3.5(3) of the Act, the Commission authorized each of W. David Wilson, James E. A. Turner, Lawrence E. Ritchie, Paul K. Bates and David L. Knight, acting alone, to exercise the powers of the Commission to make Orders under section 127 of the Act;<\/p>\n
IT IS ORDERED pursuant to clause 2 of subsection 127(1) of the Act that all trading in securities of MP Limited shall cease.<\/p>\n
IT IS FURTHER ORDERED pursuant to clause 2 of subsection 127(1) of the Act that all trading by Deng and MP Limited shall cease.<\/p>\n
IT IS FURTHER ORDERED that pursuant to clause 3 of subsection 127(1) of the Act that the exemptions contained in Ontario securities law do not apply to Deng and MP Limited. <\/p>\n
IT IS FURTHER ORDERED that pursuant to subsection 127(6) of the Act this order shall take effect immediately and shall expire on the fifteenth day after its making unless extended by order of the Commission.<\/p>\n
Dated at Toronto, this 13th day of April, 2009.<\/p>\n
\u5b89\u7701\u8bc1\u76d1\u4f1a\u4e8e4\u670814\u65e5\u53d1\u51fa\u7684\u8046\u8baf\u53ca\u5ef6\u957f\u4e34\u65f6\u7981\u6b62\u4ee4\u901a\u77e5 <\/p>\n
IN THE MATTER OF M P GLOBAL FINANCIAL LTD.,
\nAND JOE FENG DENG<\/p>\n
NOTICE OF HEARING
\n(Section 127(1) and Section 127(7))<\/p>\n
WHEREAS on the 13th day of April, 2009, the Ontario Securities Commission (the \u201cCommission\u201d) ordered; <\/p>\n
pursuant to clause 2 of subsection 127(1) of the Securities Act, R.S.O. 1990, c. S.5, as amended (the \u201cAct\u201d) that all trading in securities of M P Global Financial Ltd. (\u201cMP Limited\u201d) shall cease;<\/p>\n
pursuant to clause 2 of subsection (1) of the Act that all trading by Joe Feng Deng also known as Feng Deng, Yue Wen Deng and Deng Yue Wen (\u201cDeng\u201d) shall cease; and<\/p>\n
pursuant to clause 3 of subsection 127(1) of the Act that exemptions contained in Ontario securities law do not apply to Deng and MP Limited;
\n AND WHEREAS the Commission further ordered as part of the Temporary Order that, pursuant to subsection 127(6) of the Act, the Temporary Order shall take effect immediately and shall expire on the fifteenth day after its making unless extended by the Commission;<\/p>\n
TAKE NOTICE that the Commission will hold a hearing pursuant to sections 127(1) and 127(7) of the Act at its offices at 20 Queen Street West, 17th Floor, Hearing Room B, on Monday, the 27th day of April, 2009 at 2:00 p.m. or as soon thereafter as the hearing can be held;<\/p>\n
TO CONSIDER whether, pursuant to sections 127(1) and 127(7) of the Act, it is in the public interest for the Commission to: <\/p>\n
extend the Temporary Order made April 13, 2009 until the conclusion of the hearing in this matter, pursuant to section 127(7) of the Act or until such other time as ordered by the Commission; and<\/p>\n
to make such further orders as the Commission deems appropriate;
\n BY REASON of the facts cited in the Temporary Order and such further additional allegations as counsel may advise and the Commission may permit;<\/p>\n
AND TAKE FURTHER NOTICE that any party to the proceedings may be represented by counsel at the hearing;<\/p>\n
AND TAKE FURTHER NOTICE that upon failure of any party to attend at the time and place aforesaid, the hearing may proceed in the absence of that party and such party is not entitled to any further notice of the proceeding.<\/p>\n
DATED at Toronto, this 14th day of April, 2009.<\/p>\n
” John Stevenson ”
\nJohn Stevenson
\nSecretary to the Commission <\/p>\n
\u539f\u6587\u8bf7\u770b\u5b89\u7701\u8bc1\u76d1\u4f1a\u7f51\u7ad9\uff1a <\/p>\n
http:\/\/www.osc.gov.on.ca\/Enforcement\/Proceedings\/ENR\/enr_20090416_mpglobal.jsp <\/p>\n","protected":false},"excerpt":{"rendered":"
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Read more<\/a><\/p>\n","protected":false},"author":1,"featured_media":0,"comment_status":"open","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":[],"categories":[116,92],"tags":[],"_links":{"self":[{"href":"https:\/\/blog.jackjia.com\/index.php?rest_route=\/wp\/v2\/posts\/10979"}],"collection":[{"href":"https:\/\/blog.jackjia.com\/index.php?rest_route=\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/blog.jackjia.com\/index.php?rest_route=\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/blog.jackjia.com\/index.php?rest_route=\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/blog.jackjia.com\/index.php?rest_route=%2Fwp%2Fv2%2Fcomments&post=10979"}],"version-history":[{"count":0,"href":"https:\/\/blog.jackjia.com\/index.php?rest_route=\/wp\/v2\/posts\/10979\/revisions"}],"wp:attachment":[{"href":"https:\/\/blog.jackjia.com\/index.php?rest_route=%2Fwp%2Fv2%2Fmedia&parent=10979"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/blog.jackjia.com\/index.php?rest_route=%2Fwp%2Fv2%2Fcategories&post=10979"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/blog.jackjia.com\/index.php?rest_route=%2Fwp%2Fv2%2Ftags&post=10979"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}