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\u5510\u709c\u81fb\u5728\u4e0a\u5468\u4e8c(10\u65e5)\u901a\u8fc7\u591a\u4f26\u591a\u534e\u6587\u7f51\u7ad9\u53d1\u8868\u300a\u544a\u5168\u4f53\u6295\u8d44\u4eba\u4e66\u300b\uff0c\u9996\u6b21\u6b63\u5f0f\u627f\u8ba4\u6295\u8d44\u5931\u8d25\u3002\u4ed6\u5728\u4fe1\u4e2d\u8bf4\uff0c\u81ea\u5df1\u5728\u6295\u8d44\u8fc7\u7a0b\u4e2d\u201c\u6ca1\u6709\u9760\u5e38\u89c4\u7684\u79ef\u7d2f\u65b9\u5f0f\u201d\uff0c\u800c\u662f\u201c\u9ed1\u7bb1\u64cd\u4f5c\u201d\uff0c\u201c\u5728\u51e0\u4e4e\u8fbe\u5230\u65e2\u5b9a\u76ee\u6807\u65f6\uff0c\u88ab\u7a81\u7136\u7684\u5927\u989d\u6324\u5151\u6240\u63ed\u7a7f\uff0c\u8ba1\u5212\u592d\u6298\uff0c\u6f14\u53d8\u5230\u4e86\u76ee\u524d\u7684\u7edd\u5883\u201d\u3002\u4f46\u5510\u709c\u81fb\u8868\u793a\uff0c\u7edd\u6ca1\u6709\u5c06\u6295\u8d44\u8005\u7684\u94b1\u636e\u4e3a\u5df1\u6709\uff0c\u5e76\u8bf7\u6c42\u5176\u5ba2\u6237\u518d\u7ed9\u4ed6\u4e00\u6b21\u673a\u4f1a\uff0c\u4ed6\u6709\u80fd\u529b\u507f\u8fd8\u5ba2\u6237\u5168\u90e8\u6295\u8d44\u53ca\u5176\u6240\u627f\u8bfa\u7684\u76c8\u5229\u3002\u4f46\u8fd9\u5c01\u4fe1\u5728\u53d1\u5e03\u4e0d\u4e45\u5373\u88ab\u76f8\u5173\u7f51\u7ad9\u5220\u9664\u3002<\/p>\n
\u6839\u636e\u5510\u709c\u81fb\u91d1\u878d\u96c6\u56e2\u7684\u5ba3\u4f20\u6750\u6599\uff0c\u8be5\u516c\u53f8\u4e8e2007\u5e74\u6210\u7acb\uff0c\u4e1a\u52a1\u4e3b\u8981\u6295\u8d44\u534e\u5c14\u8857\u80a1\u7968\u5e02\u573a\uff0c\u5ba2\u6237\u6765\u81ea\u52a0\u3001\u7f8e\u3001\u4e2d\u3001\u9a6c\u6765\u897f\u4e9a\u7b49\u3002\u5510\u709c\u81fb\u63a8\u5e7f\u516c\u53f8\u6700\u8457\u540d\u7684\u5ba3\u4f20\u53e3\u53f7\u662f\u201c\u6bcf\u5468\u56de\u62a51%\u201d\u3002<\/p>\n
\u6d89\u8fdd\u5b89\u7701\u8bc1\u5238\u6761\u4f8b.\u534e\u4eba\u6295\u8d44\u987e\u95ee\u516c\u53f8\u6682\u7981\u80a1\u7968\u4e70\u5356<\/strong><\/p>\n \u661f\u5c9b\u65e5\u62a5\/\u591a\u4f26\u591a\u534e\u4eba\u6295\u8d44\u987e\u95ee\u5510\u709c\u81fb\u53ca\u5176\u5f00\u8bbe\u7684\u5510\u709c\u81fb\u91d1\u878d\u96c6\u56e2\u7b49\u4e09\u95f4\u516c\u53f8\uff0c\u88ab\u6307\u6d89\u5acc\u8fdd\u4ea4\u5b89\u7701\u8bc1\u5238\u6761\u4f8b\uff0c\u53ef\u80fd\u5728\u672a\u6709\u6ce8\u518c\u7684\u60c5\u51b5\u4e0b\uff0c\u4ee5\u6295\u8d44\u7ec4\u5408\u7ecf\u7406\u7684\u8eab\u4efd\uff0c\u5411\u5ba2\u6237\u63d0\u4f9b\u670d\u52a1\u53ca\u6295\u8d44\u610f\u89c1\uff0c\u906d\u5b89\u7701\u8bc1\u76d1\u4f1a\u53d1\u51fa\u4e34\u65f6\u7981\u5236\u4ee4\uff0c\u52d2\u4ee4\u4ed6\u4eec\u6682\u65f6\u505c\u6b62\u4e70\u5356\u80a1\u7968\u3002\u8bc1\u76d1\u4f1a\u8868\u793a\uff0c\u4ed6\u4eec\u662f\u57fa\u4e8e\u516c\u4f17\u5229\u76ca\u800c\u53d1\u51fa\u7981\u4ee4\uff0c\u5e76\u4f1a\u5c31\u6b64\u4e8b\u5728\u4e0b\u6708\u8fdb\u884c\u8046\u8baf\u3002<\/p>\n \u5b89\u7701\u8bc1\u76d1\u4f1a\u662f\u4e8e3\u670817\u65e5\u53d1\u51fa\u4e34\u65f6\u547d\u4ee4\uff0c\u4e0b\u4ee4Oversea Chinese Fund Limited Partnership\u3001Weizhen Tang and Associates Inc\u3001Weizhen Tang Corp.(\u5510\u709c\u81fb\u91d1\u878d\u96c6\u56e2)\u7b493\u95f4\u516c\u53f8\u53ca\u5510\u709c\u81fb(Weizhen Tang)\u4e2a\u4eba \u5373\u65f6\u505c\u6b62\u4e70\u5356\u80a1\u7968\u3002<\/p>\n \u8bc1\u76d1\u4f1a\u7684\u4e34\u65f6\u4ee4\u6307\u51fa\uff0cOversea Chinese Fund Limited Partnership\u662f\u4e00\u95f4\u5408\u4f19\u6709\u9650\u516c\u53f8\uff0cWeizhen Tang and Associates Inc\u662f\u4e00\u95f4\u6d77\u5916\u7684\u666e\u901a\u5408\u4f19\u516c\u53f8\uff1bWeizhen Tang Corp. \u5219\u662f\u6839\u636e\u5b89\u7701\u6cd5\u4f8b\u6ce8\u518c\u7684\u516c\u53f8\uff0c\u800c\u5510\u709c\u81fb\u5219\u662f\u5b89\u7701\u5c45\u6c11\u3002<\/p>\n \u8fd9\u4e2a\u4e34\u65f6\u547d\u4ee4\u7684\u7b2c5\u30016\u53ca7\u6bb5\u6307\u51fa\uff0c\u6709\u5173\u516c\u53f8\u53ca\u5510\u709c\u81fb\u66fe\u5728\u52a0\u62ff\u5927\u3001\u7f8e\u56fd\u3001\u4e2d\u56fd\u96c6\u8d44\uff1b\u4ed6\u4eec\u53ef\u80fd\u672a\u7ecf\u6ce8\u518c\u800c\u63d0\u4f9b\u6295\u8d44\u610f\u89c1\u6216\u4ee5\u6295\u8d44\u7ec4\u5408\u7ecf\u7406\u8eab\u4efd\u63d0\u4f9b\u670d\u52a1\uff0c\u8fdd\u53cd\u8bc1\u5238\u6761\u4f8b\u7b2cS-5\u7ae0(Securities Act, R.S.O. 1990, c. S-5)\uff1b\u6b64\u5916\uff0c\u8be5\u7b49\u516c\u53f8\u53ca\u5510\u709c\u81fb\u53ef\u80fd\u5728\u6ca1\u6709\u62db\u80a1\u8bf4\u660e\u4e66\uff0c\u4e5f\u6ca1\u6709\u6536\u636e\u7684\u60c5\u51b5\u4e0b\u4e70\u5356\u8bc1\u5238\uff0c\u8fdd\u53cd\u8bc1\u76d1\u6cd5\u7b2c53\u8282(section 53 of the Act)\u3002<\/p>\n \u57fa\u4e8e\u516c\u4f17\u5229\u76ca\u800c\u53d1\u51fa\u4e34\u65f6\u7981\u4ee4<\/p>\n \u8bc1\u76d1\u4f1a\u8868\u793a\uff0c\u4ed6\u4eec\u662f\u57fa\u4e8e\u516c\u4f17\u5229\u76ca\u800c\u53d1\u51fa\u4e34\u65f6\u7981\u4ee4\u3002\u8bc1\u76d1\u4f1a\u6839\u636e\u5b89\u7701\u8bc1\u5238\u6761\u4f8b\u7b2c127(1)\u8282\u7b2c\u4e8c\u6761(clause 2 of subsection 127(1) )\uff0c\u5373\u65f6\u7981\u6b62\u8be5\u7b49\u516c\u53f8\u53ca\u5510\u709c\u81fb\u4e70\u5356\u8bc1\u5238\u3002\u6839\u636e\u540c\u4e00\u6761\u4f8b\uff0c\u8bc1\u76d1\u4f1a\u53c8\u4e0b\u4ee4\u7981\u6b62\u8be5\u7b49\u516c\u53f8\u53ca\u5510\u709c\u81fb\u6240\u6709\u4ea4\u6613\u3002\u6b64\u5916\uff0c\u6839\u636e\u8bc1\u5238\u6761\u4f8b\u7b2c127(1)\u8282\u7b2c\u4e09\u6761(clause 3 of subsection 127(1) )\uff0c\u6709\u5173\u5b89\u7701\u8bc1\u5238\u6cd5\u4f8b\u4e2d\u7684\u8c41\u514d\u4f8b\u6b3e\u5747\u4e0d\u9002\u7528\u4e8e\u8be5\u7b49\u516c\u53f8\u53ca\u5510\u709c\u81fb\u3002<\/p>\n \u6839\u636e\u5b89\u7701\u8bc1\u5238\u6761\u4f8b\u7b2c127(6)\u5206\u8282\uff0c\u8fd9\u9879\u7981\u4ee4\u5373\u65f6\u751f\u6548\uff0c\u5982\u8bc1\u76d1\u4f1a\u6ca1\u6709\u5ef6\u957f\u7981\u4ee4\u7684\u8bdd\uff0c\u5c06\u7ef4\u671f15\u65e5\u3002<\/p>\n \u8046\u8baf4\u67081\u65e5\u4e3e\u884c<\/p>\n \u6b64\u5916\uff0c\u8bc1\u76d1\u4f1a\u5728\u524d\u65e5(18\u65e5)\u5c31\u8fd9\u9879\u7981\u4ee4\u53d1\u51fa\u4e86\u8046\u8baf\u901a\u77e5\uff0c\u8046\u8baf\u5b9a\u4e8e2009\u5e744\u67081\u65e5\u4e3e\u884c\uff0c\u4ee5\u51b3\u5b9a3\u670817\u65e5\u53d1\u51fa\u7684\u4e34\u65f6\u4ee4\u662f\u5426\u9700\u8981\u5ef6\u957f\uff0c\u76f4\u5230\u8046\u8baf\u5b8c\u6bd5\u4e3a\u6b62\uff0c\u53ca\u662f\u5426\u9700\u8981\u5c31\u6848\u4ef6\u7ee7\u7eed\u4e0b\u8fbe\u547d\u4ee4\u3002<\/p>\n \u516c\u53f8\u79f0\u73b0\u53ea\u4ece\u4e8b\u5916\u6c47.\u4e34\u65f6\u7981\u4ee4\u5e76\u65e0\u5f71\u54cd<\/strong><\/p>\n \u661f\u5c9b\u65e5\u62a5\/\u672c\u62a5\u8bb0\u8005\u6628\u65e5\u4e00\u76f4\u5c1d\u8bd5\u8054\u7cfb\u5510\u709c\u81fb\u672c\u4eba\uff0c\u76f4\u81f3\u665a\u4e0a\u7ec8\u4e8e\u627e\u5230\u4ed6\u3002\u5510\u709c\u81fb\u5411\u672c\u62a5\u8868\u793a\uff0c\u4e8b\u4ef6\u73b0\u5df2\u4ea4\u7531\u5f8b\u5e08\u5904\u7406\uff0c\u6545\u4ed6\u672c\u4eba\u4e0d\u4fbf\u4f5c\u51fa\u4efb\u4f55\u8bc4\u8bba\uff0c\u81f3\u4e8e\u88ab\u95ee\u5230\u5176\u5f8b\u5e08\u662f\u8c01\u65f6\uff0c\u5510\u709c\u81fb\u79f0\u5176\u59d4\u6258\u7684\u5f8b\u5e08\u6b63\u5728\u5ea6\u5047\uff0c\u6682\u65f6\u4e0d\u9002\u5408\u5411\u5a92\u4f53\u900f\u9732\u5176\u59d3\u540d\u3002<\/p>\n \u88ab\u95ee\u5230\u5b89\u7701\u8bc1\u76d1\u4f1a\uff08Ontario Securities Commission\uff09\u4e8e3\u670817\u65e5\u6240\u9881\u5e03\u7684\u4e34\u65f6\u547d\u4ee4\u5bf9\u4ed6\u53ca\u5176\u516c\u53f8\u6240\u9020\u6210\u7684\u5f71\u54cd\u65f6\uff0c\u5510\u709c\u81fb\u5411\u672c\u62a5\u79f0\uff0c\u4ed6\u672c\u4eba\u4e0e\u516c\u53f8\u5df2\u5f88\u4e45\u6ca1\u6709\u4ece\u4e8b\u8bc1\u5238\u4ea4\u6613\u4e8b\u5b9c\uff0c\u4ed6\u672c\u4eba\u53ca\u516c\u53f8\u73b0\u65f6\u53ea\u4ece\u4e8b\u5916\u6c47\u4e8b\u5b9c\u800c\u5df2\uff0c\u6545\u8be5\u4e34\u65f6\u547d\u4ee4\u5bf9\u5176\u672c\u4eba\u53ca\u516c\u53f8\u6ca1\u6709\u4efb\u4f55\u5f71\u54cd\u3002<\/p>\n \u81f3\u4e8e\u88ab\u95ee\u53ca\u662f\u5426\u6709\u5ba2\u6237\u5c31\u4e0a\u8ff0\u4e34\u65f6\u547d\u4ee4\uff0c\u81f4\u7535\u5411\u5510\u709c\u81fb\u672c\u4eba\u53ca\u516c\u53f8\u67e5\u8be2\u65f6\uff0c\u5510\u709c\u81fb\u79f0\uff0c\u4ed6\u77e5\u6089\u6709\u4e9b\u5ba2\u6237\u6b63\u4e3b\u52a8\u5730\u6709\u201c\u884c\u52a8\u53ca\u63aa\u65bd\u201d\uff0c\u4f46\u5f53\u8bb0\u8005\u8fdb\u4e00\u6b65\u8be2\u95ee\u662f\u4f55\u79cd\u201c\u884c\u52a8\u53ca\u63aa\u65bd\u201d\u65f6\uff0c\u5510\u709c\u81fb\u7740\u8bb0\u8005\u8fd8\u662f\u81ea\u5df1\u8be2\u95ee\u8fd9\u4e9b\u5ba2\u6237\u8f83\u597d\u3002<\/p>\n","protected":false},"excerpt":{"rendered":" \u660e\u62a5\/\u52a0\u62ff\u5927\u591a\u4f26\u591a\u534e\u88d4\u6295\u8d44\u516c\u53f8\uff0d\uff0d\u5510\u709c\u81fb\u91d1\u878d\u96c6\u56e2\u56e0\u6d89\u5acc\u8fdd\u89c4\u65e5\u524d\u5df2\u88ab\u6682\u65f6\u505c\u6b62\u4ea4\u6613\u3002\u201c\u65b0\u534e\u793e\u201d\u5f15\u8ff0\u5b89\u7701\u8bc1\u76d1\u4f1a\u5468\u4e09\u53d1\u5e03\u901a\u544a\u8bf4\uff0c\u8be5\u4f1a\u5c06\u4e8e\u4e0b\u67081\u65e5\u4e3e\u884c\u8046\u8baf\uff0c\u4ee5\u51b3\u5b9a\u662f\u5426\u5ef6\u957f\u6682\u65f6\u7981\u6b62\u5510\u709c\u81fb\u53ca\u5176\u516c\u53f8\u8fdb\u884c\u4ea4\u6613\u7684\u4e34\u65f6\u547d\u4ee4\u3002 \u5b89\u7701\u8bc1\u76d1\u4f1a\u5468\u4e8c\u53d1\u5e03\u901a\u544a\u8bf4\uff0c\u7531\u4e8e\u5510\u709c\u81fb\u672c\u4eba\u3001\u5510\u709c\u81fb\u7406\u8d22\u4e0e\u4fe1\u606f\u8c18\u8be2\u516c\u53f8\u3001\u5510\u709c\u81fb\u96c6\u56e2\u4ee5\u53ca\u6d77\u5916\u534e\u4eba\u57fa\u91d1\u6d89…
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